These readings are taken from W. DeBarry's Sources of Chinese
Tradition. All the italicized material is from DeBarry
The intellectual and literary glory of the
Han found its highest expression in the two great histories of the
period, the Records of the Historian (Shih chi) and the History of the
Former Han Dynasty (Han shu). Few works outside the Classics themselves
have been so much admired, studied, and often in part
committed to memory by the Chinese. They set the pattern for all later
Chinese
histories, establishing a precedent which was responsible for giving to
the
Chinese nation the most complete and unbroken record of its past
possessed by any people.
From very early times the Chinese seem to have
possessed an extraordinary love and respect for history. According to
tradition even the earliest dynasties had their official historians who
were closely associated with astronomical affairs and divination. They
were also responsible for acting as mentors to
the rulers, instructing them in the lessons of the past, and recording
their
deeds for the judgment of posterity. Confucianism with its humanistic
emphasis
did much to encourage and develop this sense of history and feeling for
the
past. Two of the five Confucian Classics, the Book of History and the
Spring
and Autumn Annals, traditionally believed to have been compiled and
edited
by Confucius, and works of history, and the study of history and appeal
to
historical example have always been among the principal techniques of
Confucian
instruction and argumentation.
The History of the Former Han Dynasty states of these two historical
Classics: "The Book of History broadens one's information and is the
practice of wisdom; the Spring and Autumn Annals passes moral judgments
on events and is the symbol
of good faith." The function of history, as seen in this statement, is
twofold: to impart information and to give moral instruction, as
embodied in the traditions of the two Classics. These two traditions,
one representing the objective transmission of the words and deeds of
history, the other the illustration of moral principles through
historical incident, run through all Chinese historiography.
In practice the former tradition has dominated. The common method of
the
Chinese historian has been to transmit verbatim as nearly as possible
what
his sources tell him, adding only such background and connecting
narrative
as may be necessary. For example, the historian does not tell us that
the
emperor issued an edict to such and such an effect, but reproduces the
edict
in part or in whole so that we may read what he said for ourselves.
Since
the Chinese historian was often working in an official capacity, he had
access
to government files of memorials, edicts, court decisions, and other
papers
that made such a procedure possible. His own job then became one of
selecting
the most pertinent documents and arranging them in a way best
calculated
to demonstrate the cause and effect of events. If in addition he wished
to
inject his own personal opinion, he usually marked it clearly by some
conventional
literary device so that the reader could readily distinguish it.
The tradition of the Spring and Autumn Annals, the didactic function of
history, was at the same time by no means forgotten. Only a sage might
dare
actually to record moral judgments in his writing, as Confucius was
supposed
to have done in the Spring and Autumn Annals. but all men were free to,
in
fact ought to, study the histories of the past carefully and
thoughtfully
to deduce for themselves the moral lessons embodied there, to descry
the
pattern hidden beneath the succession of recorded events. For, like all
the
rest of creation, history, according to Chinese thought, must have an
underlying
order. Han philosophy of history, influenced by yin-yang and five
agents
theories, conceived of history as a cyclical succession of eras
proceeding
in a fixed order. Not only this succession, but all of history is a
manifestation
of the universal process of change, growth, and decay, constantly
coming
to realization in the course of human events. Thus, for the Chinese,
philosophically
and morally, the proper study of mankind is man, and man as revealed in
the
pages of history.
THE RECORDS OF THE HISTORIAN
During the Chou there were numerous chronicles and works of
history compiled by the feudal states and the various schools of
philosophy. But
until the Han, when the Chinese for the first time acquired a sense of
national and cultural unity, no attempt was ever made to produce a
comprehensive
history of the entire past of the nation. The Shih chi or Records of
the
Historian was begun by Ssu-ma T'an (d. 110 B.C.), Grand Historian under
Emperor Wu, and carried on and brought to completion by his son, Ssu-ma
Ch'ien (145?-90? B.C.), who succeeded, his father in the position of
Grand
Historian. Comprising 130 chapters, it covers the history of the
Chinese
people from the Yellow Emperor to the time of the historians.
Ssu-ma Ch'ien divided his material into five
sections: Basic Annals, Chronological Tables, Treatises, Hereditary
Houses, and Memoirs. This arrangement, with various modifications, has
been followed by almost all later official historians. In later
histories the section called Basic Annals might better be referred to
as Imperial Annals, since it deals with acts of the officially reigning
emperors. Ssu-ma Ch'ien, however did not so confine himself, but
included here the account of Hsiang Yu who, though not officially
emperor, in actuality ruled the country. The Chronological Tables need
little explanation, being tables of dates for important events. The
Treatises, one of the most valuable sections of the work, are essays
devoted to the history and description of important subjects. Below are
listed the eight Treatises of the Shih
chi together with those of the Han shu which were based upon Shih chi
material.
Shih chi Treatises
Rites
Music
The Pitch-pipes
The Calendar
Astronomy
Sacrifices of Feng and Shan
The Yellow River and Canals
Balance of Commerce (Economics),
Han shu Treatises
The Calendar
Rites and Music
Punishments and Laws
Food and Money (Economics):
State Sacrifices
Astronomy
Five Agents (Portents)
Geography
Land Drainage
Literature
The Hereditary Houses, being largely accounts of feudal
families, were not usually included in histories dealing with later
periods. The chapters of the Memoirs are generally devoted to the lives
of famous men—military
leaders, politicians, philosophers, etc. Some chapters deal with
particular
groups such as famous assassins, upright officials, tyrannical
officials,
wandering knights, imperial favorites, merchants, etc. Others treat
non-Chinese
lands and peoples such as Korea, southeast China, Ferghana, etc.
The
concluding chapter is the biography of the historians themselves.
SSU-MA CH'IEN
The Sacred Duty of the Historian
The following excerpt from the autobiography of Ssu-ma Ch'ien relates
the words of Ssu-ma T'an to his son as he lay dying.
[From Shih chi 130:8a-b, 30b-32a]
The Grand Historian [Ssu-ma T'an] grasped my hand and said weeping:
"Our ancestors were Grand Historians for the House of Chou. From the
most ancient times they were eminent and renowned when in the
days of Yu and Hsia they were in charge of astronomical affairs. In
later ages our family declined. Will this tradition end with me? If you
in turn become Grand Historian,
you must continue the work of our ancestors. . . . When you
become
Grand Historian, you must not forget what I have desired to expound and
write. Now filial piety begins with the serving of your parents; next
you
must serve your sovereign; and finally you must make something of
yourself,
that your name may go down through the ages to the glory of your father
and mother. This is the most important part of filial piety. Everyone
praises
the Duke of Chou, saying that he was able to expound in word and song
the
virtues of fong Wen and King Wu, publishing abroad the Odes of Chou and
Shao;
he set forth the thoughts and ideals of T'ai-wang and Wang Chi,
extending
his words back to King Liu and paying honor to Hou Chi [ancestors of
the
Chou dynasty]. After the reigns of Yu and Li the way of the ancient
kings
fell into disuse and rites and music declined. Confucius revived the
old
ways and restored what had been abandoned, expounding the Odes and
History
and making the Spring and Autumn Annals. From that time until today men
of
learning have taken these as their models. It has now been over four
hundred
years since the capture of the unicorn [481 B.C., end of the Spring and
Autumn
period]. The various feudal states have merged together, and the old
records
and chronicles have become scattered and lost. Now the House of Han has
arisen
and all the world is united under one rule, I have been Grand
Historian,
and yet I have failed to make a record of all the enlightened rulers
and
wise lords, the faithful ministers and gentlemen who were ready to die
for
duty. I am fearful that the historical materials will be neglected and
lost.
You must remember and think of this!"
I bowed my head and wept, saying: "I, your son, am ignorant and
unworthy, but I shall endeavor to set forth in full the reports of
antiquity which
have come down from our ancestors. I shall not dare to be remiss!"
[130:8a-b]
This our house of Han has succeeded the descendants of the Five
Emperors and carried on the task of unification of the Three Dynasties.
The ways
of Chou fell into disuse and the Ch'in scattered and discarded the old
writings and burned and destroyed the Odes and the History. Therefore
the plans and records of the Illustrious Hall and the stone rooms, of
the metal caskets and jade tablets, became lost or confused.
Then the Han arose and Hsiao Ho put in order the laws and commandments;
Han Hsin set forth the rules of warfare; Chang Ts'ang made the
regulations and standards; and Shu-sun T'ung settled questions of rites
and ceremonies. At this time the art of letters began again to flourish
and advance and the Odes and History gradually reappcared. From the
time when Ts'ao Ts'an put into practice Master Kai's teachings of the
Yellow Emperor and Lao Tzu,
when Chia Sheng and Ch'ao Ts'o expounded the doctrines of the Legalist
philosophers Shen and Shang, and Kung-sun Hung achieved eminence tor
his Confucian learning, a period of some one hundred years, the books
that survived and records
of past affairs were all without exception gathered together by the
Grand
Historian. The Grand Historians, father and son, each in turn held and
carried
on the position.
...
|
I have sought out and gathered together the ancient traditions of the
empire which were scattered and lost. Of the great deeds of kings I
have searched the beginnings and examined the ends; I have seen that
times of prosperity and observed their decline. Of the affairs that I
have discussed and examined, I have made a general survey of three
Dynasties and a record of the Ch'in and Han, extending in all back as
far as Hsien Yuan [the Yellow Emperor]
and coming down to the present, set forth in twelve Basic Annals. After
this
had been put in order and completed, because there were differences in
chronology for the same periods and the dates were not always clear, I
made the ten
Chronological Tables. Of the changes of rites and music, the
improvements
and revisions of the pitch-pipes and calendar, military power,
mountains
and rivers, spirits and gods, the relationships between heaven and man,
the
economic practices handed down and changed age by age, I have made the
eight
Treatises. As the twenty-eight constellations revolve about the North
Star,
as the thirty spokes of a wheel come together at the hub, revolving
endlessly
without stop, so the ministers, assisting like arms and legs, faithful
and
trustworthy, in true moral spirit serve their lord and ruler: of them I
made
the thirty Hereditary Houses. Upholding duty, masterful and sure, not
allowing
themselves to miss their opportunities, they made a name for themselves
in
the world: of such men I made the seventy Memoirs. In all one hundred
and
thirty chapters, 526,500 words, this is the book of the Grand
Historian,
compiled in order to repair omissions and amplify the Six Disciplines.
It
is the work of one family, designed to supplement the various
interpretations
of the Six Classics and to put into order the miscellaneous sayings of
the
hundred schools. [30b-32a]
In 98 B.C., because he dared to speak out in defense of a military
leader whom Emperor Wu and the rest of the court believed had disgraced
himself, Ssu-ma Ch'ien was condemned to suffer the punishment of
castration. The
following excerpt is from a famous letter which the historian wrote to
a
friend relating the circumstances of his disgrace and explaining why it
was he chose to suffer the ignominy of castration rather than commit
suicide.
He consoles himself with the memory of the great men of the past who,
in
the midst of misfortune, produced writings which have guaranteed their
everlasting
fame, as he believes his history will do for him.
[From Han shu, 62:17b-21b]
My father had no great deeds that entitled him to receive territories
or privileges from the emperor. He dealt with affairs of astronomy and
the
calendar, which are close to divination and the worship of the spirits.
He was kept for the sport and amusement of the emperor, treated the
lame
as the musicians and jesters, and made light of by the vulgar men of
his
day. If I fell before the law and were executed, it would make no more
difference
to most people than one hair off nine oxen, for I was nothing but a
mere
ant to them. The world would not rank me among those men who were able
to
die for their ideals, but would believe simple that my wisdom was
exhausted
and my crime great, that I had been unable to escape penalty and in the
end had gone to my death. Why? Because all my past actions had brought
this
on me, they would say.
A man has only one death. That death may be as weighty as Mount T'ai,
or it may be as light as a goose feather. It all depends upon the way
he uses it. ... It is the nature of every man to love life and hate
death, to think of his relatives and look after his wife and children.
Only when a man is moved by higher principles is this not so. Then
there are things which he must do. . . . The brave man does not always
die for honor, while even the coward may fulfill his duty. Each takes a
different way to exert himself. Though I might be weak and cowardly and
seek shamefully to prolong my life, yet I know full well the difference
between what ought to be followed and what rejected. How could I bring
myself to sink into the shame of ropes
and bonds? If even the lowest slave and scullery maid can bear to
commit
suicide, why should not one like myself be able to do what has to be
done?
But the reason I have not refused to bear these ills and have continued
to live, dwelling among this filth, is that I grieve that I have things
in
my heart that I have not been able to express fully, and I am shamed to
think
that after I am gone my writings will not be known to posterity.
Too numerous to record are the men of ancient time
who were rich and noble and whose names have yet vanished away. It is
only
those who were masterful and sure, the truly extraordinary men, who are
still remembered. When the Earl of the West was imprisoned at Yu-li, he
expanded the Changes; Confucius was in distress and he made thg Spring
and
Autumn Annals; Ch'u Yuan was banished and he composed his poem
"Encountering
Sorrow"; after Tso Ch'iu lost his sight he composed the Narratives of
the
States; when Sun Tzu had had his leg amputated he set forth the Art of
War;
Lu Pu-wei was banished to Shu but his Lu-lan has been
handed down through the ages; while Han Fei| Tzu was held prisoner in
Ch'in
he wrote "The Difficulties of Disputation" and "The Sorrow of Standing
Alone";
most of the three hundred poems of the Book of Odes were written when
the
sages poured forth their anger and dissatisfaction. All these men had a
rankling
in their carts, for they were not able to accomplish what they wished.
Therefore
they wrote of past affairs in order to pass on their thoughts to future
generations.
. . .
I too have ventured not to be modest but have
entrusted myself to my useless writings. I have gathered up and brought
together the old traditions of the world which were scattered and lost.
I have examined the deeds and events of the past and investigated the
principles behind
their success and failure, their rise and decay, in one hundred and
thirty
chapters. I wished to examine into all that concerns heaven and man, to
penetrate the changes of the past and present, completing all as the
work
of one family. But before I had finished my rough manuscript, I met
with
this calamity. It is because I regretted that it had not been completed
that
I submitted to the extreme penalty without rancor. When I have truly
completed
this work, I shall deposit it in some safe place. If it may be handed
down
to men who will appreciate it and penetrate to the villages and great
cities,
then though I should suffer a thousand mutilations, what regret would I
have?
The Judgements of the Historian
The introduction to each section of the Shi ji
consists
of a breif explanation of the reasons for writing the section. I have
selected
a few that demonstrate some of the things that he found to be
significant
(not from DeBarry. I did the italicized part, and the rest is
translated
by Burton Watson in Records of the Grand Historian Columbia
U.P. 1961.)
Shi ji 28 The Treatise on the Feng and Shan Sacrifices
Among those who have received the mandate of Heaven
and
became rulers, few have been blessed with the auspicious omens telling
them
that they are worthy to perform the Feng and Shan sacrifices. When
these
are carried out, there is none among the countless spirits who does not
enjoy
pure offerings. Thus I have traced the origins of the religious rites
appropriate
to the various gods, the famous mountains and the great rivers and made
"The
Treatise on the Feng and Shan Sacrifices."
Shi ji 30 The Treatise on the Balanced Standard
The purpose of currency is to provide a medium of
exchange
between farmers and merchants, but in extreme cases it is subject to
all
kinds of clever manipulations. As a result, the great landholders
increase
their power and men compete for the opportunity to turn a neat profit,
abandoning
the pursuit of agriculture, which is basic, to follow the secondary
occupations
of commerce. Thus I made "The Treatise on the Balanced Standard"
showing
how these changes came about.
Shi ji 107 The Biographies of the Marquises of Weiqi and Wuan
When Wu and Chu rose in revolt, Dou Ying the marquis
of
Weiqi, proved to be the wisest leader among the families related to the
imperial
house by marriage. He appreciated the worth of other men and as a
result
they all flocked to him. He led his army to Xingyang east of the
mountains
and there blocked the advance of the rebel armies. Thus I made "The
Biographies
of the Marquises of Weiqi and Wuan".
Shi ji 117 The Biography of Sima Xiangru
Sima Xiangru's prose poem on the Mighty One and his
discussions
of Sir Fantasy, although couched in extravagantly rich and exaggerated
language,
are actually satirical in intent and have their basis in the philosophy
of
non-action. Thus I made "The Biography of Sima Xiangru".
Shi ji 124 The Biographies of the Wandering Knights
Saving others in distress, helping those who cannot
help
themselves -- is this not what a benevolent man does? Never betraying a
trust,
never going back on one's word -- this is the conduct of a righteous
man.
Thus I made "The Biographies of the Wandering Knights".
Shi ji 125 The Biographies of the Emperor's Male Favorites
Those who served the ruler and succeeded in
delighting
his ears and eyes, those who caught their lord's fancy and won his
favor
and intimacy, did so not only through the power of lust and love: each
had
certain abilities in which he excelled. Thus I made ”The Biographies of
the
Emperor's Male Favorites".
Shi ji 129 The Biographies of the Money-Makers
Though only commoners with no special ranks or
titles,
they were able, without interfering with the government or hindering
the
activities of the people, to increase their wealth by making the right
moves
at the right time. Wise men will find something to learn from them.
Thus
I made "The Biographies of the Money-Makers".